Deric Thor Eldridge

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-30

TX RA
APPROVED

Since 2021-08-30

Branch Locations

1 Ikea-Rbfcu Pkwy, Live Oak, TX 78233-2792 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cuna Brokerage Services, Inc.,	Waverly	IA	11/2017	08/2021
Randolph Brooks Fcu	Live Oak	TX	08/2013	08/2021
Ameriprise Financial Services, Llc	Live Oak	TX	08/2021	Present

11/2017 → 08/2021

Cuna Brokerage Services, Inc.,

Waverly, IA
08/2013 → 08/2021

Randolph Brooks Fcu

Live Oak, TX
08/2021 → Present

Ameriprise Financial Services, Llc

Live Oak, TX

Previous Registrations

2021-03-08 → 2021-09-02

Cuna Brokerage Services, Inc.

Live Oak, TX

Other Businesses

Outside Employment; South Texas Soccer Referees, Inc; Referee - Referee; ; 1105 N Loop 1604 W Ste 108-299, , San Antonio, TX, 78248; Not Investment-Related; 09/04/2021; 10 to 19 hours per month; 0 during trading hours / RBFCU; Retirement Program Manager / Producing Manager - Leading and producing for the RBFCU Retirement Program.; ; One IKEA-RBFCU Parkway, , San Antonio, TX, 78233; Investment-Related; 08/13/2013; 40 to 59 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-03-05
S63	Uniform Securities Agent State Law Examination	2018-02-22

S65 Uniform Investment Adviser Law Examination

2021-03-05
S63 Uniform Securities Agent State Law Examination

2018-02-22

Other Names

Deric T Eldridge
Deric Thor Phillips Eldridge
Deric T Eldridge
Deric Eldridge

View on SEC IAPD