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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-12-22
  • NC RA
    APPROVED
    Since 2020-12-22

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Burlington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Systel Business Equipment Greensboro NC 12/2017 01/2018
Unemployed Summerfiled NC 08/2017 12/2017
Office Depot Charlotte NC 10/2014 07/2017
Edward Jones St. Louis MO 01/2018 09/2018
Unemployed Summerfield NC 09/2018 12/2018
Western Southern Life Greensboro NC 12/2018 04/2020
W&S Brokerage Services Cincinnati OH 01/2019 04/2020
Securities America Inc Winston Salem NC 03/2020 05/2020
Securities America Advisors Winston Salem NC 03/2020 05/2020
Allstate Insurance Co/Allstate Financial Services, Llc Burlington NC 08/2020 10/2020
Rice King Rentals Summerfield NC 02/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Durham NC 10/2020 Present
Tiaa Durham NC 10/2020 Present
Allstate Financial Advisors, Llc Burlington NC 09/2020 10/2020
  • 12/2017 → 01/2018
    Systel Business Equipment
    Greensboro, NC
  • 08/2017 → 12/2017
    Unemployed
    Summerfiled, NC
  • 10/2014 → 07/2017
    Office Depot
    Charlotte, NC
  • 01/2018 → 09/2018
    St. Louis, MO
  • 09/2018 → 12/2018
    Unemployed
    Summerfield, NC
  • 12/2018 → 04/2020
    Western Southern Life
    Greensboro, NC
  • 01/2019 → 04/2020
    W&S Brokerage Services
    Cincinnati, OH
  • 03/2020 → 05/2020
    Securities America Inc
    Winston Salem, NC
  • 03/2020 → 05/2020
    Securities America Advisors
    Winston Salem, NC
  • 08/2020 → 10/2020
    Allstate Insurance Co/Allstate Financial Services, Llc
    Burlington, NC
  • 02/2018 → Present
    Rice King Rentals
    Summerfield, NC
  • 10/2020 → Present
    Durham, NC
  • 10/2020 → Present
    Tiaa
    Durham, NC
  • 09/2020 → 10/2020
    Burlington, NC
Previous Registrations
  • 2020-09-17 → 2020-10-30
    Burlington, NC
  • 2020-03-31 → 2020-06-10
    Securities America Advisors, Inc.
    Winston Salem, NC
  • 2018-07-05 → 2018-09-18
    Summerfield, NC
    Summerfield, NC
    St Louis, MO
Other Businesses

RICE KING RENTALS POSITION: Manager NATURE: Pick up rents and Coordinate repairs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2020 ADDRESS: 575 N. NC Hwy 87, Burlington NC 27217, United States DESCRIPTION: Coordinate repairs and receive and file taxes at a loss since 2018. Unit Rental is handled by a Real-estate company that receives a 20% commission for the acquiring rental

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Donna Lynette King
  • Donna King Rice
  • Donna Rice

View on SEC IAPD

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