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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-12-22 |
Branch Locations
5425 Page Road Suite 220, Durham, NC 27703 • United States
Burlington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Systel Business Equipment | Greensboro | NC | 12/2017 | 01/2018 |
| Unemployed | Summerfiled | NC | 08/2017 | 12/2017 |
| Office Depot | Charlotte | NC | 10/2014 | 07/2017 |
| Edward Jones | St. Louis | MO | 01/2018 | 09/2018 |
| Unemployed | Summerfield | NC | 09/2018 | 12/2018 |
| Western Southern Life | Greensboro | NC | 12/2018 | 04/2020 |
| W&S Brokerage Services | Cincinnati | OH | 01/2019 | 04/2020 |
| Securities America Inc | Winston Salem | NC | 03/2020 | 05/2020 |
| Securities America Advisors | Winston Salem | NC | 03/2020 | 05/2020 |
| Allstate Insurance Co/Allstate Financial Services, Llc | Burlington | NC | 08/2020 | 10/2020 |
| Rice King Rentals | Summerfield | NC | 02/2018 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Durham | NC | 10/2020 | Present |
| Tiaa | Durham | NC | 10/2020 | Present |
| Allstate Financial Advisors, Llc | Burlington | NC | 09/2020 | 10/2020 |
RICE KING RENTALS POSITION: Manager NATURE: Pick up rents and Coordinate repairs. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2020 ADDRESS: 575 N. NC Hwy 87, Burlington NC 27217, United States DESCRIPTION: Coordinate repairs and receive and file taxes at a loss since 2018. Unit Rental is handled by a Real-estate company that receives a 20% commission for the acquiring rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
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