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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| CA | RA | APPROVED | 2022-05-05 |
Branch Locations
1888 Century Park E, Floor 5, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Juanjie Long | Sherman Oaks | CA | 03/2016 | 11/2017 |
| East West Bank | Beverly Hills | CA | 11/2017 | 04/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2017 | 04/2022 |
| Cetera Investment Advisers Llc | Beverly Hills | CA | 03/2018 | 04/2022 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-05 |
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