Maxwell J Sabel

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2024-02-29
MD	RA	APPROVED	2023-08-04
VA	RA	APPROVED	2023-08-04

DC RA
APPROVED

Since 2024-02-29
MD RA
APPROVED

Since 2023-08-04
VA RA
APPROVED

Since 2023-08-04

Branch Locations

Washington, DC • United States

7272 Wisconsin Avenue 23Rd Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cassaday & Company	Mclean	VA	12/2020	07/2023
Heritage Investors	Bethesda	MD	06/2018	02/2020
T Rowe Price	Owings Mill	MD	10/2017	06/2018
Sand Spring Bank	Mclean	VA	02/2020	12/2020
Student	Towson	MD	08/2016	10/2017
Royal Alliance Associates, Inc.	Mclean	VA	02/2022	07/2023
Ubs	Bethesda	MD	07/2023	Present

12/2020 → 07/2023

Cassaday & Company

Mclean, VA
06/2018 → 02/2020

Heritage Investors

Bethesda, MD
10/2017 → 06/2018

T Rowe Price

Owings Mill, MD
02/2020 → 12/2020

Sand Spring Bank

Mclean, VA
08/2016 → 10/2017

Student

Towson, MD
02/2022 → 07/2023

Royal Alliance Associates, Inc.

Mclean, VA
07/2023 → Present

Ubs

Bethesda, MD

Previous Registrations

2023-03-27 → 2023-07-25

Osaic Wealth, Inc.

Mclean, VA

Other Businesses

1) DOORDASH POSITION: driver NATURE: Delivery driver INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/30/2022 ADDRESS: 3060 16th st NW, Washington DC 20009, United States DESCRIPTION: Deliver food 2) CASSADAY & COMPANY POSITION: Notary NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2021 ADDRESS: 8180 Greensboro Drive, Suite 1180, McLean VA 22102, United States DESCRIPTION: Notary

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-24

S66 Uniform Combined State Law Examination

2023-03-24

View on SEC IAPD