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Lloyd Alton Hall

Samara Financial, Inc.

Portland, ME

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Current Employers
Samara Financial, Inc.

Portland, ME • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2018-01-29
  • ME RA
    APPROVED
    Since 2018-01-29

Branch Locations

Portland, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Samara Financial, Inc. Portland ME 01/2017 Present
Disability Reinsurance Management Services, Inc. South Portland ME 10/2008 09/2018
  • 01/2017 → Present
    Portland, ME
  • 10/2008 → 09/2018
    Disability Reinsurance Management Services, Inc.
    South Portland, ME
Other Businesses

Applicant earns income from short term rental properties and engages in related property management activities under the business name Acer Property Management, organized as a sole proprietorship in January 2021. These business activities are not investment related and require approximately 20 hours per month, or less than 4 hours per week during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-30
  • S65 Uniform Investment Adviser Law Examination
    2017-09-30

View on SEC IAPD

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