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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Los Angeles, CA • United States

15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 08/2023
Los Angeles Unified School District Los Angeles CA 11/2017 01/2018
Siluria Technologies San Francisco CA 07/2013 12/2016
Unemployed Los Angeles CA 01/2017 10/2017
The Prudential Insurance Company Of America Los Angeles CA 01/2024 Present
Pruco Securities Llc Los Angeles CA 01/2024 11/2024
Unemployed Los Angeles CA 08/2023 12/2023
Lpl Enterprise, Llc Sherman Oaks CA 11/2024 Present
  • 01/2018 → 08/2023
    St Louis, MO
  • 11/2017 → 01/2018
    Los Angeles Unified School District
    Los Angeles, CA
  • 07/2013 → 12/2016
    Siluria Technologies
    San Francisco, CA
  • 01/2017 → 10/2017
    Unemployed
    Los Angeles, CA
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    Los Angeles, CA
  • 01/2024 → 11/2024
    Los Angeles, CA
  • 08/2023 → 12/2023
    Unemployed
    Los Angeles, CA
  • 11/2024 → Present
    Sherman Oaks, CA
Previous Registrations
  • 2024-01-05 → 2024-11-14
    Sherman Oaks, CA
    Los Angeles, CA
  • 2018-03-16 → 2023-09-07
    El Segundo, CA
    Los Angeles, CA
    Los Angeles, CA
    St Louis, MO
    Marina Del Rey, CA
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1) 08/27/2024- Hands4Hope- Non-Profit Board Member- I have supported Hands4Hope with development of strategic planning document, as well as review of cash flow and review of financial considition each time we have a board meeting. I am not involved in the day to day operations however.- Not INV Related- At Los Angeles, CA- Start date 03/02/2020- 5 HRS MTH- 0 HRS During trading 2) 08/27/2024- Muirfield house- Real Estate Rental- Collect rent from tenant and coordinate any requested/necessary repairs. - Not INV Related- At Sherman Oaks, CA- Start date 11/02/2020- 5 HRS MTH- 0 HRS During trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-15
  • S66 Uniform Combined State Law Examination
    2018-03-15

View on SEC IAPD

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