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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-21 |
| FL | RA | APPROVED | 2025-11-20 |
| TX | RA | APPROVED | 2025-11-19 |
Branch Locations
822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cargill Contracting Llc | Lebanon | NJ | 03/2015 | 12/2018 |
| Ellen's Stardust Diner | New York | NY | 08/2008 | 01/2017 |
| Bankers Life & Casualty | Bridgewater | NJ | 04/2018 | 07/2019 |
| Bankers Life Securities | Bridgewater | NJ | 05/2017 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 07/2019 | 11/2025 |
| Bank Of America, N.A. | Short Hills | NJ | 09/2019 | 11/2025 |
| Ubs Financial Services Inc. | Ponte Vedra | FL | 11/2025 | Present |
I*125686For profit or not for profit: For-Profit Organization Name of outside business organization: J. C. Investment related: No Address of business: Jersey City, New Jersey 7307 Position, title, association: Part-Time, Start date of relationship: 12/21/2019Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: I will be performing in a Christmas concertI*1454249For profit or not for profit: Entity For Profit Name of outside business organization: J. D. Presents LLC Investment related: No Address of business: Ponte Vedra, Florida, 32081, United States Position, title, association: General Partner/Managing Member, Start date of relationship: 9/1/2023Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: I am a singer and the purpose of this business is to book engagements where I provide live entertainment I*3058267 Entity Type: N/A Name of OBA:Rental Property 1 Address:Ponte Vedra Florida Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:07/19/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:N/A 301 Millenia Drive,FloridaUnited States,Sole proprietorship,Real Estate,I own and manage a rental property,Proprietor / owner,I manage the property and collect rent,Start date -7/19/2025 James david Presents LLC,FloridaUnited States,LLC,EntertainmentI provide entertainment for various senior living institutions,I perform musicStart date -4/15/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-19 |
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