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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-21
FL RA APPROVED 2025-11-20
TX RA APPROVED 2025-11-19
  • NJ RA
    APPROVED
    Since 2025-11-21
  • FL RA
    APPROVED
    Since 2025-11-20
  • TX RA
    APPROVED
    Since 2025-11-19

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cargill Contracting Llc Lebanon NJ 03/2015 12/2018
Ellen's Stardust Diner New York NY 08/2008 01/2017
Bankers Life & Casualty Bridgewater NJ 04/2018 07/2019
Bankers Life Securities Bridgewater NJ 05/2017 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 07/2019 11/2025
Bank Of America, N.A. Short Hills NJ 09/2019 11/2025
Ubs Financial Services Inc. Ponte Vedra FL 11/2025 Present
  • 03/2015 → 12/2018
    Cargill Contracting Llc
    Lebanon, NJ
  • 08/2008 → 01/2017
    Ellen's Stardust Diner
    New York, NY
  • 04/2018 → 07/2019
    Bankers Life & Casualty
    Bridgewater, NJ
  • 05/2017 → 07/2019
    Bankers Life Securities
    Bridgewater, NJ
  • 07/2019 → 11/2025
    Short Hills, NJ
  • 09/2019 → 11/2025
    Bank Of America, N.A.
    Short Hills, NJ
  • 11/2025 → Present
    Ponte Vedra, FL
Previous Registrations
Other Businesses

I*125686For profit or not for profit: For-Profit Organization Name of outside business organization: J. C. Investment related: No Address of business: Jersey City, New Jersey 7307 Position, title, association: Part-Time, Start date of relationship: 12/21/2019Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: I will be performing in a Christmas concertI*1454249For profit or not for profit: Entity For Profit Name of outside business organization: J. D. Presents LLC Investment related: No Address of business: Ponte Vedra, Florida, 32081, United States Position, title, association: General Partner/Managing Member, Start date of relationship: 9/1/2023Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: I am a singer and the purpose of this business is to book engagements where I provide live entertainment I*3058267 Entity Type: N/A Name of OBA:Rental Property 1 Address:Ponte Vedra Florida Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:07/19/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:N/A 301 Millenia Drive,FloridaUnited States,Sole proprietorship,Real Estate,I own and manage a rental property,Proprietor / owner,I manage the property and collect rent,Start date -7/19/2025 James david Presents LLC,FloridaUnited States,LLC,EntertainmentI provide entertainment for various senior living institutions,I perform musicStart date -4/15/2021

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-31
S63 Uniform Securities Agent State Law Examination 2018-01-19
  • S65 Uniform Investment Adviser Law Examination
    2019-08-31
  • S63 Uniform Securities Agent State Law Examination
    2018-01-19
Other Names
  • James Cargill
  • James D Cargill

View on SEC IAPD

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