Frank John D'erasmo

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
NJ	RA	APPROVED	2021-02-04
TX	RA	APPROVED	2021-01-29

NY RA
APPROVED

Since 2021-04-16
NJ RA
APPROVED

Since 2021-02-04
TX RA
APPROVED

Since 2021-01-29

Branch Locations

10 Mechanic St Ste 240, Red Bank, NJ 07701-1855 • United States

129 Summit Ave Fl 2Nd, Summit, NJ 07901 • United States

Middletown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Haddad Brands	New York	NY	05/2017	10/2017
Macys Inc/Macys Merchandising Group	New York	NY	03/2015	04/2017
Unemployeed	Staten Island	NY	10/2017	02/2018
Axa Advisors, Llc.	New York	NY	02/2018	06/2020
Equitable Advisors, Llc	New York	NY	02/2018	01/2021
Ameriprise Financial Services, Llc	Jersey City	NJ	01/2021	Present

05/2017 → 10/2017

Haddad Brands

New York, NY
03/2015 → 04/2017

Macys Inc/Macys Merchandising Group

New York, NY
10/2017 → 02/2018

Unemployeed

Staten Island, NY
02/2018 → 06/2020

Axa Advisors, Llc.

New York, NY
02/2018 → 01/2021

Equitable Advisors, Llc

New York, NY
01/2021 → Present

Ameriprise Financial Services, Llc

Jersey City, NJ

Previous Registrations

2018-02-21 → 2021-02-03

Equitable Advisors, Llc

New York, NY

Staten Island, NY

New York, NY

Other Businesses

Business Ownership; Junior Ventures, LLC; Owner; Manage Ameriprise Business; 16 Colonial Sq, , Middletown, NJ, 07748; Investment-Related; 01/07/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-09

S66 Uniform Combined State Law Examination

2018-02-09

Other Names

Frank J D'ERasmo
Frank J Derasmo
Frank D'ERasmo

View on SEC IAPD