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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-03
  • NY RA
    APPROVED
    Since 2023-05-03

Branch Locations

Brooklyn, NY • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 11/2017 11/2022
Jpmorgan Chase & Co. New York NY 07/2014 10/2017
Ubs Asset Management New York NY 11/2022 Present
  • 11/2017 → 11/2022
    Jpmorgan Securities Llc
    New York, NY
  • 07/2014 → 10/2017
    Jpmorgan Chase & Co.
    New York, NY
  • 11/2022 → Present
    Ubs Asset Management
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-27
  • S66 Uniform Combined State Law Examination
    2023-03-27
Other Names
  • Sarah Lang
  • Sarah Ann Anderson

View on SEC IAPD

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