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Casey James Hardy

Wealthspire Advisors

Boca Raton, FL

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-05
  • FL RA
    APPROVED
    Since 2026-01-05

Branch Locations

301 Yamato Road Suite 3194, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 06/2018 08/2020
Mosaic Wealth Management Group Winter Springs FL 11/2017 04/2018
Duffy's Sports Grill Orlando FL 05/2017 01/2018
University Of Central Florida Orlando FL 01/2017 05/2017
Duffy's Sports Grill North Palm Beach FL 08/2016 12/2016
Wealthspire Advisors Boca Raton FL 08/2020 Present
  • 06/2018 → 08/2020
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 11/2017 → 04/2018
    Mosaic Wealth Management Group
    Winter Springs, FL
  • 05/2017 → 01/2018
    Duffy's Sports Grill
    Orlando, FL
  • 01/2017 → 05/2017
    University Of Central Florida
    Orlando, FL
  • 08/2016 → 12/2016
    Duffy's Sports Grill
    North Palm Beach, FL
  • 08/2020 → Present
    Wealthspire Advisors
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2019-06-28
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03

View on SEC IAPD

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