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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
320 Liberty Pike Suite 120, Franklin, TN 37064 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dti | Chicago | IL | 10/2016 | 08/2017 |
| Northwestern Mutual Investment Services Llc | Peachtree Corners | GA | 03/2020 | 09/2024 |
| Thomas Moore | Peachtree Cor | GA | 03/2020 | 09/2024 |
| Ubs Financial Services | Nashville | TN | 01/2018 | 02/2020 |
| Tenncare | Nashville | TN | 09/2017 | 01/2018 |
| Mccracken And Gillen Llc | Oak Brook | IL | 09/2016 | 09/2016 |
| Eclipse Process Technologies | Holland | MI | 02/2016 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2020 | 09/2024 |
| F Link Forester | Peachtree Corners | GA | 01/2021 | 09/2024 |
| Unemployed | Nashville | TN | 10/2024 | 02/2025 |
| First Horizon Advisor, Inc. | Franklin | TN | 03/2025 | Present |
| Lpl Financial Llc | Franklin | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/29/2025 2. 08/21/2025-WLE Holdings, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 10/12/2022- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-20 |
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