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William Lee Elliott

LPl Financial LLC

Franklin, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

320 Liberty Pike Suite 120, Franklin, TN 37064 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Dti Chicago IL 10/2016 08/2017
Northwestern Mutual Investment Services Llc Peachtree Corners GA 03/2020 09/2024
Thomas Moore Peachtree Cor GA 03/2020 09/2024
Ubs Financial Services Nashville TN 01/2018 02/2020
Tenncare Nashville TN 09/2017 01/2018
Mccracken And Gillen Llc Oak Brook IL 09/2016 09/2016
Eclipse Process Technologies Holland MI 02/2016 09/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2020 09/2024
F Link Forester Peachtree Corners GA 01/2021 09/2024
Unemployed Nashville TN 10/2024 02/2025
First Horizon Advisor, Inc. Franklin TN 03/2025 Present
Lpl Financial Llc Franklin TN 08/2025 Present
  • 10/2016 → 08/2017
    Dti
    Chicago, IL
  • 03/2020 → 09/2024
    Northwestern Mutual Investment Services Llc
    Peachtree Corners, GA
  • 03/2020 → 09/2024
    Thomas Moore
    Peachtree Cor, GA
  • 01/2018 → 02/2020
    Ubs Financial Services
    Nashville, TN
  • 09/2017 → 01/2018
    Tenncare
    Nashville, TN
  • 09/2016 → 09/2016
    Mccracken And Gillen Llc
    Oak Brook, IL
  • 02/2016 → 09/2016
    Eclipse Process Technologies
    Holland, MI
  • 04/2020 → 09/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2021 → 09/2024
    F Link Forester
    Peachtree Corners, GA
  • 10/2024 → 02/2025
    Unemployed
    Nashville, TN
  • 03/2025 → Present
    First Horizon Advisor, Inc.
    Franklin, TN
  • 08/2025 → Present
    Franklin, TN
Previous Registrations
  • 2025-07-10 → 2025-08-21
    First Horizon Advisors, Inc.
    Franklin, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/29/2025 2. 08/21/2025-WLE Holdings, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 10/12/2022- 1 Hour Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-09
S63 Uniform Securities Agent State Law Examination 2019-03-20
  • S65 Uniform Investment Adviser Law Examination
    2025-07-09
  • S63 Uniform Securities Agent State Law Examination
    2019-03-20
Designations
Other Names
  • William Lee Elliott
  • William Elliott
  • Will Elliott

View on SEC IAPD

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