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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-11-22
  • GA RA
    APPROVED
    Since 2021-11-22

Branch Locations

5909 Peachtree Dunwoody Road Building D Suite 1100, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Stockton CA 05/2017 10/2017
The Press Shop San Francisco CA 10/2015 05/2017
New York Life Ins Co Stockton CA 11/2017 Present
Nylife Securities Llc Stockton CA 03/2018 Present
Eagle Strategies Llc Atlanta GA 11/2021 Present
  • 05/2017 → 10/2017
    Unemployed
    Stockton, CA
  • 10/2015 → 05/2017
    The Press Shop
    San Francisco, CA
  • 11/2017 → Present
    New York Life Ins Co
    Stockton, CA
  • 03/2018 → Present
    Nylife Securities Llc
    Stockton, CA
  • 11/2021 → Present
    Atlanta, GA
Other Businesses

[Photography; Photography ; 5222 Cosumnes Dr Apt 175, Stockton, CA 95219; Start Date 04/2018; Role/Title: Owner; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    2018-03-19

View on SEC IAPD

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