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Simms Building 400 Gold Ave Sw Suite 260, Albuquerque, NM 87102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Santa Fe | NM | 01/2018 | 04/2021 |
| Full Time Student | Santa Fe | NM | 09/2015 | 01/2018 |
| Morgan Stanley | Santa Fe | NM | 08/2022 | 03/2023 |
| Full Time Student | Santa Fe | NM | 04/2021 | 12/2021 |
| Unemployed | Santa Fe | NM | 01/2022 | 07/2022 |
| Dyad Capital Llc | Santa Fe | NM | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-01 |
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