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Nathan Alexander Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Summit, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-06
TX RA APPROVED 2023-06-06
  • NJ RA
    APPROVED
    Since 2023-06-06
  • TX RA
    APPROVED
    Since 2023-06-06

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jersey City NJ 02/2019 Present
Morgan Stanley New York NY 10/2018 02/2019
Certified Financial Services Paramus NJ 06/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 12/2017 06/2018
Columbia Bank Kinnelon NJ 09/2016 01/2017
Fairleigh Dickinson University Madison NJ 08/2015 05/2019
Briad Restaurant Group Morris Plains NJ 12/2018 02/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-05
  • S66 Uniform Combined State Law Examination
    2023-06-05
Other Names
  • Nathan Smith
  • Nathan Alexander Smith

View on SEC IAPD

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