Kimberly Ann Pennine

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

2009 Mackenzie Way Suite 100 / Office 184, Cranberry Twp, PA 16066 • United States

Mars, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Pittsburgh	PA	08/2018	03/2020
New York Life Insurance Co	Pittsburgh	PA	12/2017	03/2020
Self Employed	Bridgeville	PA	04/2016	12/2017
Prudential Insurance Company Of America	Sarver	PA	03/2020	Present
Pruco Securities, Llc.	Sarver	PA	03/2020	11/2024
Lpl Enterprise, Llc	Cranberry Twp	PA	11/2024	Present

08/2018 → 03/2020

Nylife Securities Llc

Pittsburgh, PA
12/2017 → 03/2020

New York Life Insurance Co

Pittsburgh, PA
04/2016 → 12/2017

Self Employed

Bridgeville, PA
03/2020 → Present

Prudential Insurance Company Of America

Sarver, PA
03/2020 → 11/2024

Pruco Securities, Llc.

Sarver, PA
11/2024 → Present

Lpl Enterprise, Llc

Cranberry Twp, PA

Previous Registrations

2021-05-10 → 2024-11-14

Pruco Securities, Llc.

Cranberry Twp, PA

Wexford, PA

Sarver, PA

Cranberry Twp, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-04-19
S63	Uniform Securities Agent State Law Examination	2019-03-12

S65 Uniform Investment Adviser Law Examination

2021-04-19
S63 Uniform Securities Agent State Law Examination

2019-03-12

Other Names

Kimberly Ann Anzalone
Kimberly Ann Pennine

View on SEC IAPD