Best Investors Account Sign in

Anna Kareis

Ameriprise Financial Services, LLC

Atlanta, GA

Columbia, MD

Las Vegas, NV

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-11-06
NV RA APPROVED 2025-07-25
TX RA APPROVED 2023-02-21
MD RA APPROVED 2022-12-23
  • GA RA
    APPROVED
    Since 2025-11-06
  • NV RA
    APPROVED
    Since 2025-07-25
  • TX RA
    APPROVED
    Since 2023-02-21
  • MD RA
    APPROVED
    Since 2022-12-23

Branch Locations

7840 Roswell Rd Ste 405, Atlanta, GA 30350 • United States

8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Year San Atonio San Antonio TX 06/2017 12/2017
Student Iowa City IA 08/2014 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 11/2022
Northwestern Mutual Investment Services Llc San Antonio TX 03/2018 11/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2020 11/2022
Ameriprise Financial Services, Llc Columbia MD 11/2022 Present
  • 06/2017 → 12/2017
    City Year San Atonio
    San Antonio, TX
  • 08/2014 → 05/2017
    Student
    Iowa City, IA
  • 01/2018 → 11/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2018 → 11/2022
    Northwestern Mutual Investment Services Llc
    San Antonio, TX
  • 06/2020 → 11/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2022 → Present
    Ameriprise Financial Services, Llc
    Columbia, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-22
S63 Uniform Securities Agent State Law Examination 2018-04-20
  • S65 Uniform Investment Adviser Law Examination
    2022-12-22
  • S63 Uniform Securities Agent State Law Examination
    2018-04-20
Other Names
  • Anna Kareis

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.
JEFFERIES INVESTMENT ADVISERS LLC

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor