Seth Edwin Steele

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
U.S. Bancorp Investments, Inc.	Cincinnati	OH	11/2017	03/2018
U.S. Bank	Cincinnati	OH	11/2017	08/2018
Fifth Third Bank	Cincinnati	OH	05/2015	11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	08/2018	03/2021
Bank Of America, N.A.	Cincinnati	OH	09/2018	03/2021
Morgan Stanley	Chicago	IL	03/2021	04/2022
Calamos Financial Services Llc	Naperville	IL	04/2024	Present
American Financial Exchange	Chicago	IL	04/2022	04/2024
Calamos Advisors Llc	Naperville	IL	04/2024	Present

11/2017 → 03/2018

U.S. Bancorp Investments, Inc.

Cincinnati, OH
11/2017 → 08/2018

U.S. Bank

Cincinnati, OH
05/2015 → 11/2017

Fifth Third Bank

Cincinnati, OH
08/2018 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
09/2018 → 03/2021

Bank Of America, N.A.

Cincinnati, OH
03/2021 → 04/2022

Morgan Stanley

Chicago, IL
04/2024 → Present

Calamos Financial Services Llc

Naperville, IL
04/2022 → 04/2024

American Financial Exchange

Chicago, IL
04/2024 → Present

Calamos Advisors Llc

Naperville, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-04