Dustin Michael Allred

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-01-09
TX	RA	APPROVED	2019-03-18

MO RA
APPROVED

Since 2023-01-09
TX RA
APPROVED

Since 2019-03-18

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Lee's Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Tyler	TX	11/2017	02/2019
Emerick & Company, P.C.	Kansas City	MO	12/2016	11/2017
State Street Bank And Trust	Boston	MA	08/2013	12/2016
Advisors Asset Management, Inc	Monument	CO	03/2019	Present

11/2017 → 02/2019

Wells Fargo Clearing Services, Llc

Tyler, TX
12/2016 → 11/2017

Emerick & Company, P.C.

Kansas City, MO
08/2013 → 12/2016

State Street Bank And Trust

Boston, MA
03/2019 → Present

Advisors Asset Management, Inc

Monument, CO

Previous Registrations

2018-02-23 → 2019-03-20

Wells Fargo Clearing Services, Llc

Tyler, TX

Other Businesses

Name: NFL address: 1 Arrowhead Drive, Kansas City, MO 64129 title: n/a start: 7/1/25 time: 60-80 hours annually. The role would be working within the stats department within the NFL, recording play by play data that gets transmitted to broadcast providers during Kansas City Chiefs home games. All non-market trading hours, 10-13 days per year 4-6 hours for each game day. not investment securities related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-23

S66 Uniform Combined State Law Examination

2018-02-23

Other Names

Dustin Allred

View on SEC IAPD