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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-07-16
  • MD RA
    APPROVED
    Since 2019-07-16

Branch Locations

7 Park Avenue, Gaithersburg, MD 20877 • United States

2009 Mackenzie Way Ste 100, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Co Rockville MD 09/2017 06/2019
Mml Investors Services, Llc Rockville MD 12/2017 07/2019
Mgm National Harbor Oxon Hill MD 11/2016 12/2017
Capella University Minneapolis MN 06/2015 08/2017
Lpl Financial Llc Rockville MD 07/2019 Present
  • 09/2017 → 06/2019
    Mass Mutual Life Insurance Co
    Rockville, MD
  • 12/2017 → 07/2019
    Rockville, MD
  • 11/2016 → 12/2017
    Mgm National Harbor
    Oxon Hill, MD
  • 06/2015 → 08/2017
    Capella University
    Minneapolis, MN
  • 07/2019 → Present
    Rockville, MD
Previous Registrations
Other Businesses

1)07/08/2019 - Highlander Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 07/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-03
  • S66 Uniform Combined State Law Examination
    2018-07-03
Other Names
  • Mariah Lightfoot

View on SEC IAPD

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