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Eric Michael Franklin

Prospero Wealth, LLC

Seattle, WA

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Current Employers
Prospero Wealth, Llc

Seattle, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-24
WA RA APPROVED 2018-04-26
  • TX RA
    APPROVED_RES
    Since 2022-08-24
  • WA RA
    APPROVED
    Since 2018-04-26

Branch Locations

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amazon.cOm Seattle WA 11/2012 12/2019
Prospero Wealth, Llc Seattle WA 07/2016 Present
Oracle Cloud Infrastructure Seattle WA 01/2020 07/2020
Spiketrap San Francisco CA 07/2020 07/2021
  • 11/2012 → 12/2019
    Amazon.cOm
    Seattle, WA
  • 07/2016 → Present
    Prospero Wealth, Llc
    Seattle, WA
  • 01/2020 → 07/2020
    Oracle Cloud Infrastructure
    Seattle, WA
  • 07/2020 → 07/2021
    Spiketrap
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-14
  • S65 Uniform Investment Adviser Law Examination
    2017-08-14
Designations

View on SEC IAPD

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