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Patrycja Wioleta Richards

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-03
IL RA APPROVED 2020-06-12
  • TX RA
    APPROVED_RES
    Since 2020-08-03
  • IL RA
    APPROVED
    Since 2020-06-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

540 W Madison St Ci Client Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 11/2017 Present
Pnc Bank Arlington Heights IL 11/2015 11/2017
Curion Insights Deerfield IL 01/2019 11/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-09
  • S66 Uniform Combined State Law Examination
    2020-06-09
Other Names
  • Patrycja Wioleta Glowacz
  • Patrycja Glowacz
  • Patrycja Richards

View on SEC IAPD

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