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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2021-04-21 |
Branch Locations
400 Kiva Ct., Santa Fe, NM 87505 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Rikoon Group | Santa Fe | NM | 06/2017 | 12/2024 |
| Self Proprietor | Santa Fe | NM | 08/2013 | 06/2017 |
| Hightower Advisors, Llc | Santa Fe | NM | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-21 |
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