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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Boston | MA | 12/2017 | 02/2020 |
| The Country Club | Boston | MA | 03/2015 | 12/2017 |
| Seminole Golf Club | Jupiter | FL | 11/2015 | 03/2017 |
| Ameriprise Financial Services Inc | Boston | MA | 02/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Boston | MA | 03/2020 | Present |
Real Estate Ownership; Unit in a condo building.; 153 Everett St Unit 1, , East Boston, MA, 02128; Investment-Related; 09/01/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-16 |
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