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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-11-14
  • WA RA
    APPROVED
    Since 2022-11-14

Branch Locations

500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States

Auburn, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pan American Group Federal Way WA 08/2017 12/2017
Unemployed Mooresville NC 09/2016 07/2017
Pruco Securities, Llc Bellevue WA 10/2017 04/2019
The Prudential Insurance Company Of America Bellevue WA 02/2018 04/2019
Oppenheimer & Co. Inc. Bellevue WA 05/2019 Present
  • 08/2017 → 12/2017
    Pan American Group
    Federal Way, WA
  • 09/2016 → 07/2017
    Unemployed
    Mooresville, NC
  • 10/2017 → 04/2019
    Pruco Securities, Llc
    Bellevue, WA
  • 02/2018 → 04/2019
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 05/2019 → Present
    Bellevue, WA
Other Businesses

I AM A MINORITY PARTNER IN THE LITTLE THIMBLE QUILT COMPANY LLC, WHICH IS A SMALL BUSINESS OWNED AND OPERATED BY MY WIFE, AMBER DAVIS. THE BUSINESS IS NOT INVESTMENT-RELATED AND MY TITLE IS "PARTNER". I HAVE NO CURRENT REGULAR DUTIES TO THE LLC. THE NATURE OF THE BUSINESS IS THE CREATION AND SALE OF HANDMADE QUILTS. I DO NOT SPEND TIME ON BUSINESS-RELATED ACTIVITES WITH ANY REGULARITY AND GENERALLY NO MORE THAT TWO HOURS PER MONTH, WHICH IS SPENT ON MENIAL TASKS SUCH AS DRIVING TO THE POST OFFICE. I DO NOT SPEND TIME ON ANY DUTIES RELATED TO THE LITTLE THIMBLE QUILT COMPANY LLC DURING TRADING/MARKET HOURS. THE ADDRESS OF THE LLC IS AS FOLLOWS: 522 W RIVERSIDE AVE, STE N, SPOKANE, WA 99201. THE STARTING DATE OF MY AFFILITAION WITH THE LITTLE THIMBLE QUILT COMPANY LLC WAS THE DATE OF ITS ORGANIZATION: 5/14/25.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-11
S63 Uniform Securities Agent State Law Examination 2018-01-08
  • S66 Uniform Combined State Law Examination
    2022-11-11
  • S63 Uniform Securities Agent State Law Examination
    2018-01-08
Other Names
  • Jared Christman
  • Jared Robert Christman

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