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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-11-14 |
Branch Locations
500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States
Auburn, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pan American Group | Federal Way | WA | 08/2017 | 12/2017 |
| Unemployed | Mooresville | NC | 09/2016 | 07/2017 |
| Pruco Securities, Llc | Bellevue | WA | 10/2017 | 04/2019 |
| The Prudential Insurance Company Of America | Bellevue | WA | 02/2018 | 04/2019 |
| Oppenheimer & Co. Inc. | Bellevue | WA | 05/2019 | Present |
I AM A MINORITY PARTNER IN THE LITTLE THIMBLE QUILT COMPANY LLC, WHICH IS A SMALL BUSINESS OWNED AND OPERATED BY MY WIFE, AMBER DAVIS. THE BUSINESS IS NOT INVESTMENT-RELATED AND MY TITLE IS "PARTNER". I HAVE NO CURRENT REGULAR DUTIES TO THE LLC. THE NATURE OF THE BUSINESS IS THE CREATION AND SALE OF HANDMADE QUILTS. I DO NOT SPEND TIME ON BUSINESS-RELATED ACTIVITES WITH ANY REGULARITY AND GENERALLY NO MORE THAT TWO HOURS PER MONTH, WHICH IS SPENT ON MENIAL TASKS SUCH AS DRIVING TO THE POST OFFICE. I DO NOT SPEND TIME ON ANY DUTIES RELATED TO THE LITTLE THIMBLE QUILT COMPANY LLC DURING TRADING/MARKET HOURS. THE ADDRESS OF THE LLC IS AS FOLLOWS: 522 W RIVERSIDE AVE, STE N, SPOKANE, WA 99201. THE STARTING DATE OF MY AFFILITAION WITH THE LITTLE THIMBLE QUILT COMPANY LLC WAS THE DATE OF ITS ORGANIZATION: 5/14/25.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-08 |
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