Joseph Demichele

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-04-02
TX	RA	APPROVED	2025-04-01

AZ RA
APPROVED

Since 2025-04-02
TX RA
APPROVED

Since 2025-04-01

Branch Locations

8675 N Scottsdale Rd, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chicago White Sox	Chicago	IL	06/2012	03/2017
Intern For Ubs Financial Services	Phoenix	AZ	10/2016	09/2017
Ubs Financial Services	Scottsdale	AZ	11/2017	04/2024
Focused Alpha, Llc	Phoenix	AZ	04/2024	04/2025
Wells Fargo Clearing Services, Llc (	Scottsdale	AZ	04/2025	Present

06/2012 → 03/2017

Chicago White Sox

Chicago, IL
10/2016 → 09/2017

Intern For Ubs Financial Services

Phoenix, AZ
11/2017 → 04/2024

Ubs Financial Services

Scottsdale, AZ
04/2024 → 04/2025

Focused Alpha, Llc

Phoenix, AZ
04/2025 → Present

Wells Fargo Clearing Services, Llc (

Scottsdale, AZ

Previous Registrations

2024-05-21 → 2025-04-01

Focused Alpha, Llc

Greenwood Village, CO

Phoenix, AZ
2018-04-03 → 2024-04-16

Ubs Financial Services Inc.

Phoenix, AZ

Other Businesses

DEMICHELE INVESTMENT SOLUTIONS, LLC; INV RELATED; MESA, AZ; 100% OWNERSHIP; 02/2024; 1 HOUR PER MONTH; 0 DURING TRADING; LLC FOR PREVIOUS EMPLOYER THAT IS NO LONGER IN USE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2018-01-06
S65	Uniform Investment Adviser Law Examination	2016-12-30

S63 Uniform Securities Agent State Law Examination

2018-01-06
S65 Uniform Investment Adviser Law Examination

2016-12-30

Other Names

Joey Daniel Demichele
Joseph Daniel Demichele

View on SEC IAPD