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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-09-25 |
| CA | RA | APPROVED | 2018-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Oswego | OR | 03/2014 | Present |
I*5176293, Entity Type: Entity For Profit, Name of OBA: P D, Address: Tigard, Oregon, 97223, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 08/10/2026, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: author and self publisher of written works publishing works of fiction
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-10 |
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