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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-27 |
| WV | RA | APPROVED | 2026-07-27 |
Branch Locations
3120 University Ave, Morgantown, WV 26505-3239 • United States
578 S Westview Dr, Weston Salem, NC 27103-1811 • United States
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-23 |
| WV | RA | APPROVED | 2022-10-06 |
Branch Locations
Stratford Road And Westview 578 S Westview Drive, Winston-Salem, NC 27103 • United States
Emi And Cmi Osj - Saginaw/State 4815 State Street, Saginaw, MI 48603 • United States
Suncrest 3120 University Ave., Morgantown, WV 26505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Graham-Simon Plumbing | Clarksburg | WV | 04/2021 | 10/2021 |
| Club Capital | Bethesda | MD | 06/2020 | 04/2021 |
| Star Furniture | Clarksburg | WV | 12/2019 | 06/2020 |
| Graham-Simon Plumbing | Clarksburg | WV | 08/2019 | 12/2019 |
| Star Furniture | Clarksburg | WV | 09/2018 | 08/2019 |
| Hafele America Corporation | Archdale | NC | 06/2018 | 09/2018 |
| Graham-Simon Plumbing | Clarksburg | WV | 12/2012 | 05/2018 |
| Cetera Advisor Networks | El Segundo | CA | 10/2021 | 09/2022 |
| The Huntington Investment Company | Columbus | OH | 09/2022 | Present |
| Ameriprise Financial Services, Llc | Winston-Salem | NC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-16 |
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