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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-18 |
| NY | RA | APPROVED | 2024-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lowe's Home Improvement | Farmingdale | NY | 04/2012 | 05/2018 |
| Farmingdale State College | Farmingdale | NY | 08/2013 | 05/2017 |
| Guardian Life Insurance Company | Jericho | NY | 05/2018 | 12/2023 |
| Park Avenue Securities | Jericho | NY | 01/2018 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 09/2024 | Present |
| Prime Accounting Solutions Llc | Culver City | CA | 02/2022 | 05/2023 |
| Mogg & Associates, Llc | Littleton | CO | 12/2023 | 08/2024 |
| Strategies For Wealth | Jericho | NY | 05/2018 | 08/2023 |
| Suny Farmingdale: Farmingdale | Farmingdale | NY | 09/2013 | 05/2017 |
| Bank Of America, N.A. | Melville | NY | 10/2024 | Present |
I*2026375, Entity Type: Entity for Profit, Name of the other business: Integrated Wealth Management LLC, Whether the business is investment-related: No, Address of the other business: Lindenhurst, NY, 11757, Your position: Owner, Start date of your relationship: 02/03/2024, Approximate number of hours/months you devote to the other business: 0, Number of hours you devote to the other business during securities trading hours: 0, Briefly describe your duties relating to the other business: Entity was formed in early 2024 for insurance sales prior to employment at Merrill Lynch. There has been no activity and will not be any activity. I would like to keep the LLC open if possible unless of course it must be closed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-15 |
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