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Bich Duong Nguyen

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-03-05
  • CA RA
    APPROVED
    Since 2019-03-05

Branch Locations

425 Market Street Floor 17, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc San Francisco CA 11/2017 Present
Bank Of America San Francisco CA 09/2016 10/2017
Kohl's Inc Colma CA 07/2016 09/2016
Premier Staffing San Francisco CA 06/2016 09/2016
Charles Schwab Bank, Ssb San Francisco CA 11/2017 Present
  • 11/2017 → Present
    Charles Schwab & Co., Inc
    San Francisco, CA
  • 09/2016 → 10/2017
    Bank Of America
    San Francisco, CA
  • 07/2016 → 09/2016
    Kohl's Inc
    Colma, CA
  • 06/2016 → 09/2016
    Premier Staffing
    San Francisco, CA
  • 11/2017 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-05
S63 Uniform Securities Agent State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2019-03-05
  • S63 Uniform Securities Agent State Law Examination
    2018-04-20
Other Names
  • Bic Nguyen

View on SEC IAPD

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