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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-14
  • CA RA
    APPROVED
    Since 2024-02-14

Branch Locations

San Diego, CA • United States

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial San Diego CA 10/2017 01/2024
Unemployed San Diego CA 05/2017 10/2017
Sdsu San Diego CA 08/2012 05/2017
Realta Equities, Inc. Wilmington DE 01/2024 Present
Realta Investment Advisors, Inc. Wilmington DE 02/2024 Present
  • 10/2017 → 01/2024
    Lpl Financial
    San Diego, CA
  • 05/2017 → 10/2017
    Unemployed
    San Diego, CA
  • 08/2012 → 05/2017
    Sdsu
    San Diego, CA
  • 01/2024 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 02/2024 → Present
    Wilmington, DE
Previous Registrations
Other Businesses

REALTA INVESTMENT ADIVOSRS, INC.; WILMINGTON, DE; START: 2/2024; INVESTMENT ADVISOR REPRESENTATIVE; HTTPS://REALTAWEALTH.COM; INVESTMENT ADVISORY BUSINESS/PART OF ROLE AS A SUPERVISOR; ADVISORY FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-04
  • S66 Uniform Combined State Law Examination
    2022-01-04

View on SEC IAPD

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