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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-14 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | San Diego | CA | 10/2017 | 01/2024 |
| Unemployed | San Diego | CA | 05/2017 | 10/2017 |
| Sdsu | San Diego | CA | 08/2012 | 05/2017 |
| Realta Equities, Inc. | Wilmington | DE | 01/2024 | Present |
| Realta Investment Advisors, Inc. | Wilmington | DE | 02/2024 | Present |
REALTA INVESTMENT ADIVOSRS, INC.; WILMINGTON, DE; START: 2/2024; INVESTMENT ADVISOR REPRESENTATIVE; HTTPS://REALTAWEALTH.COM; INVESTMENT ADVISORY BUSINESS/PART OF ROLE AS A SUPERVISOR; ADVISORY FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
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