Braden David Baer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-05-26

CO RA
APPROVED

Since 2023-05-26

Branch Locations

1497 S Wadsworth Blvd, Lakewood, CO 80232 • United States

2337 S. Blackhawd Dr. Ste 115B, Auroa, CO 80014 • United States

6363 W 120Th Ave Unit 312, Broomfield, CO 80020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Securian Financial Services	Saint Paul	MN	01/2022	05/2023
Minnesota Life Insurance Company	Saint Paul	MN	01/2022	05/2023
North Star Financial Group	Denver	CO	01/2022	05/2023
Arthrex/ Gemini Mountain Medical	Denver	CO	12/2018	12/2021
Transamerica	Denver	CO	11/2017	12/2018
Self Employed	Denver	CO	06/2016	09/2017
Lpl Financial	Broomfield	CO	05/2023	Present

01/2022 → 05/2023

Securian Financial Services

Saint Paul, MN
01/2022 → 05/2023

Minnesota Life Insurance Company

Saint Paul, MN
01/2022 → 05/2023

North Star Financial Group

Denver, CO
12/2018 → 12/2021

Arthrex/ Gemini Mountain Medical

Denver, CO
11/2017 → 12/2018

Transamerica

Denver, CO
06/2016 → 09/2017

Self Employed

Denver, CO
05/2023 → Present

Lpl Financial

Broomfield, CO

Previous Registrations

2022-05-18 → 2023-05-18

Securian Financial Services, Inc.

Denver, CO

Other Businesses

1) 5/17/2023- Western Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- At reported business location(s) 2) 5/17/2023- Golf Caddie- Denver Country Club- Outside/W-2 Employment- Non-Inv. Related- Denver, CO- start date 5/8/2022-8hrs/mth 3) 02/01/2024 - DB Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/24/2024 - 300 Hours Per Month/ 7 Hours During Trading 4) 12/26/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Investment Center Located at Climb Credit Union - Investment Related - At Reported Business Location(s) - Start Date 08/04/2025 - 40 hours per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-26
S63	Uniform Securities Agent State Law Examination	2022-04-07

S65 Uniform Investment Adviser Law Examination

2022-04-26
S63 Uniform Securities Agent State Law Examination

2022-04-07

View on SEC IAPD