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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-03-21 |
| TX | RA | APPROVED_RES | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Financial Solutions | Salisbury | MD | 11/2017 | Present |
| Flagler College (Full-Time) | Saint Augustine | FL | 08/2013 | 04/2017 |
| Unemployed | Berlin | MD | 04/2017 | 11/2017 |
| Cetera Advisors Llc | Denver | CO | 11/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. NAME OF OTHER BUSINESS: CFS, INC. DBA COMPREHENSIVE FINANCIAL SOLUTIONS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: PARA-PLANNER / ADVISOR SUPPORT SPECIALIST / TAX ASSOCIATE; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING GENERAL OFFICE SUPPORT AND ADVISOR SUPPORT; 2. NAME OF OTHER BUSINESS: SALISBURY UNIVERSITY, INVESTMENT RELATED: NO, ADDRESS: 1101 CAMDEN AVE, SALISBURY, MD 21801, NATURE OF BUSINESS: EDUCATION, START DATE: 01/2026, POSITION/TITLE/RELATIONSHIP: ADJUNCT FACULTY, APX NUMBER OF HOURS PER WEEK: 2.5 APX NUMBER OF HOURS DURING TRADING HOURS: 2.5, BRIEF DESCRIPTION OF DUTIES: TEACHING COURSE WEALTH MANAGEMENT TAX PLANNING TO STUDENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
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