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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-04-09
  • CT RA
    APPROVED
    Since 2018-04-09

Branch Locations

Weymouth, MA • United States

100 Federal St, Boston, MA 02110 • United States

1 Financial Plz, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 12/2007 Present
Bank Of America, N.A. Boston MA 12/2007 Present
Other Businesses

I*8521 For profit or not for profit: Name of outside business organization: Irial O Neill Investment related: Address of business: Dennis Port, Massachusetts 2639 Nature of business: , Position, title, association: , Start date of relationship: 8/12/2019 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-06
  • S66 Uniform Combined State Law Examination
    2018-04-06

View on SEC IAPD

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