Kimberly Ann Breault

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-05-14

UT RA
APPROVED

Since 2024-05-14

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Salt Lake City	UT	11/2017	08/2018
Unemployed	Salt Lake City	UT	11/2014	10/2017
Fidelity Brokerage Services Llc	Salt Lake City	UT	09/2018	10/2023
Capfinancial Partners Llc (Captrust)	Raleigh	NC	01/2024	Present

11/2017 → 08/2018

Fidelity Brokerage Services, Llc

Salt Lake City, UT
11/2014 → 10/2017

Unemployed

Salt Lake City, UT
09/2018 → 10/2023

Fidelity Brokerage Services Llc

Salt Lake City, UT
01/2024 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC

Previous Registrations

2022-10-13 → 2023-11-14

Fidelity Personal And Workplace Advisors

Salt Lake City, UT

Salt Lake City, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-30
S63	Uniform Securities Agent State Law Examination	2018-01-04

S66 Uniform Combined State Law Examination

2022-09-30
S63 Uniform Securities Agent State Law Examination

2018-01-04

Other Names

Kimberly Ann Breault
Kimberly Ann Mihlfeith
Kim Breault
Kimberly Breault

View on SEC IAPD