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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
CT RA APPROVED 2024-11-19
  • TX RA
    APPROVED
    Since 2024-11-30
  • CT RA
    APPROVED
    Since 2024-11-19

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Westport CT 06/2018 04/2022
Bentley University Waltham MA 09/2013 05/2017
Robert Half Stamford CT 11/2017 06/2018
Unemployed Stamford CT 06/2017 06/2017
Accounting Principals Inc Stamford CT 07/2017 08/2017
Jpmorgan Chase Bank Na Greenwich CT 04/2022 07/2024
Jpmorgan Securities Llc Greenwich CT 04/2022 07/2024
Unemployed Stamford CT 09/2017 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2024 Present
Unemployed Stamford CT 08/2024 10/2024
Bank Of America, N.A. Boston MA 11/2024 Present
  • 06/2018 → 04/2022
    Westport, CT
  • 09/2013 → 05/2017
    Bentley University
    Waltham, MA
  • 11/2017 → 06/2018
    Robert Half
    Stamford, CT
  • 06/2017 → 06/2017
    Unemployed
    Stamford, CT
  • 07/2017 → 08/2017
    Accounting Principals Inc
    Stamford, CT
  • 04/2022 → 07/2024
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 04/2022 → 07/2024
    Jpmorgan Securities Llc
    Greenwich, CT
  • 09/2017 → 10/2017
    Unemployed
    Stamford, CT
  • 10/2024 → Present
    Boston, MA
  • 08/2024 → 10/2024
    Unemployed
    Stamford, CT
  • 11/2024 → Present
    Bank Of America, N.A.
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-06
  • S66 Uniform Combined State Law Examination
    2020-03-06
Other Names
  • Ryan Shen
  • Ryan Michael Shen

View on SEC IAPD

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