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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-30 |
Branch Locations
8383 Wilshire Blvd Ste 800, Beverly Hills, CA 90211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glenn B. Hetzel & Associates | Mission Viejo | CA | 11/2016 | 08/2017 |
| Vace & Company, Cpa | Beverly Hills | CA | 02/2017 | Present |
| Avantax Investment Services, Inc. | Beverly Hills | CA | 01/2018 | 07/2026 |
| Unemployed | Rancho Cucamonga | CA | 09/2015 | 11/2016 |
| Avantax Advisory Services | Beverly Hills | CA | 10/2018 | 07/2026 |
| Avantax Insurance Agency And/Or Avantax Insurance Services. | Beverly Hills | CA | 06/2018 | 07/2026 |
| Cetera Wealth Services, Llc | Beverly Hills | CA | 09/2025 | 07/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | 07/2026 |
| Fgg Llc | Sheridan | WY | 05/2023 | Present |
| Golden Book Llc | Sheridan | WY | 04/2024 | Present |
| Lpl Financial | Beverly Hills | CA | 07/2026 | Present |
1. 7/2026 - ICONIC DEVELOPMENT PARTNERS LLC - Outside/W-2 Employment - INV REL - 40 Hour(s)/Month – 1 Hour(s) During Trading - Miami FL 33131 - OBA Start date: 04/12/2026 2. 7/2026 - AVAH FARM CORPORATION - Farm - NOT INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - CALABARZON CA 90211 - OBA Start date: 04/04/2024 3. 7/2026 - VACE & COMPANY, CPA - Tax Prep/Accounting/CPA - INV REL - 40 Hour(s)/Month – 1 Hour(s) During Trading - Beverly Hills CA 90211 - OBA Start date: 02/21/2017 4. 7/2026 - BLUE SHIELD OF CALIFORNIA - Non-Variable Insurance - INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Beverly Hills CA 90211 - OBA Start date: 01/01/2018 5. 7/2026 - DICKERSON INSURANCE SERVICES - Non-Variable Insurance - INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Beverly Hills CA 90211 - OBA Start date: 01/01/2018 6. 7/2026 - FGG LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Sheridan WY 82801 - OBA Start date: 05/08/2023 7. 7/2026 - GOLDEN BOOK LLC - Real Estate Rental - INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Sheridan WY 82801 - OBA Start date: 04/22/2024 8. 7/2026 - IWH LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - 1 Hour(s)/Month – 0 Hour(s) During Trading - Sheridan WY 82801 - OBA Start date: 01/01/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-02 |
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