Nicholas E. Gonzalez

Current Employers

Employment History

• 11/2017 → 02/2019
  Maxim Group Llc
  New York, NY
• 10/2016 → 09/2017
  Tiffany & Company
  New York, NY
• 03/2019 → 04/2019
  H.C. Wainwright & Co Llc
  New York, NY
• 01/2020 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2019 → 12/2019
  Unemployed
  Hillsborough, NJ
• 01/2020 → 03/2021
  Bank Of America Na
  New York, NY
• 03/2021 → 10/2022
  Ubs Financial Services Inc
  New York, NY
• 10/2022 → 02/2024
  Jpmorgan Chase Bank Na
  Greenvale, NY
• 10/2022 → 02/2024
  Jpmorgan Securities Llc
  Greenvale, NY
• 08/2016 → 09/2016
  Unemployed
  Springfield, NJ
• 10/2017 → 10/2017
  Unemployed
  Springfield, NJ
• 03/2024 → 02/2025
  Granite Harbor Advisors, Inc.
  Houston, TX
• 09/2025 → Present
  Fidelity Investments
  Sugar Land, TX
• 03/2025 → 08/2025
  Unemployed
  Houston, TX

Previous Registrations

• 2024-03-01 → 2025-03-10
  Granite Harbor Advisors, Inc.
  Houston, TX
• 2022-10-24 → 2024-02-18
  J.P. Morgan Securities Llc
  Garden City, NY
• 2021-03-19 → 2022-10-11
  Ubs Financial Services Inc.
  New York, NY
• 2020-02-12 → 2021-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2018-05-29 → 2019-03-21
  Maxim Financial Advisors Llc
  New York, NY

Other Businesses

OBA-123058|OrgNmn:N/A|Org Addr:N/A,Texas,US|OBA Nature:Occasional Consulting|Invst Rel:N|Title:Independent consultant|Duties:Once or twice per month, engaging in a brief 30 minute phone call with consulting firms around business strategy|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|

Exams

• S66 Uniform Combined State Law Examination
  2018-03-27

Other Names

• Nicholas Edward Gonzalez
• Nicholas Gonzalez