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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-18
RI RA APPROVED 2019-01-28
  • TX RA
    APPROVED
    Since 2019-03-18
  • RI RA
    APPROVED
    Since 2019-01-28

Branch Locations

Cranston, RI • United States

1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States

3400 Pawtucket Ave Ci Client Services, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 11/2017 04/2018
Down City Paking, Llc Providence RI 12/2012 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2019 Present
Down City Parking Providence RI 05/2018 12/2018
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-31
  • S66 Uniform Combined State Law Examination
    2018-08-31
Other Names
  • Stephen Vincent Marotto
  • Stephen V Marotto
  • Stephen Marotto

View on SEC IAPD

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