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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-19
MN RA APPROVED 2025-08-04
  • TX RA
    APPROVED_RES
    Since 2025-09-19
  • MN RA
    APPROVED
    Since 2025-08-04

Branch Locations

10900 Wayzata Boulevard Suite 850, Minnetonka, MN 55305 • United States

4815 W Arrowhead Rd Suite 230, Duluth, MN 55811 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Wausau WI 11/2017 06/2018
Principal Securities Inc Wausau WI 11/2017 06/2018
Uas Labs Inc Wausau WI 02/2014 10/2017
Endersbe, Herron, And Associates Duluth MN 06/2018 01/2024
Sagepoint Financial, Inc. Duluth MN 06/2018 04/2019
Sagepoint Financial, Inc. Duluth MN 04/2019 09/2023
Osaic Wealth, Inc. Duluth MN 09/2023 01/2024
Midwest Professional Planners, Ltd. Duluth MN 01/2024 11/2024
Midwest Professional Planners, Ltd. Duluth MN 11/2024 08/2025
Osaic Wealth, Inc. Minnetonka MN 08/2025 Present
Previous Registrations
Other Businesses

1. VEDADI WEALTH MANAGEMENT LLC POSITION: Paraplanner/Financial Advisor NATURE: LLC entity employs client service staff. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/04/2025 ADDRESS: 10900 Wayzata Blvd, Suite 850, Minnetonka MN 55305, United States DESCRIPTION: Client service and financial plan preparation and analysis. 2. AMANDA M UNGER POSITION: Other - Self NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/04/2025 ADDRESS: 10900 Wayzata Boulevard, Suite 850, Minnetonka MN 55305, United States DESCRIPTION: Insurance sales through Osaic Wealth, Inc. 3. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 10900 Wayzata Blvd, Minnetonka MN 55305, United States DESCRIPTION: Notary Public services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-26
  • S66 Uniform Combined State Law Examination
    2018-02-26

View on SEC IAPD

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