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Ali Z Alavi

J.P. Morgan Securities LLC

Los Angeles, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-13
  • CA RA
    APPROVED
    Since 2025-02-13

Branch Locations

1888 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Los Angeles CA 11/2017 10/2020
Jp Morgan Chase Bank Los Angeles CA 11/2017 10/2020
Unemployed Cincinnati OH 06/2016 07/2017
Unemployed Los Angeles CA 08/2017 10/2017
First Republic Bank Manhattan Beach CA 10/2020 09/2021
First Republic Securities Company, Llc Manhattan Beach CA 09/2021 09/2023
J.P. Morgan Securities Llc Manhattan Beach CA 09/2023 Present
Jpmorgan Chase Bank, N.A. Manhattan Beach CA 09/2023 Present
  • 11/2017 → 10/2020
    Jp Morgan Securities Llc
    Los Angeles, CA
  • 11/2017 → 10/2020
    Jp Morgan Chase Bank
    Los Angeles, CA
  • 06/2016 → 07/2017
    Unemployed
    Cincinnati, OH
  • 08/2017 → 10/2017
    Unemployed
    Los Angeles, CA
  • 10/2020 → 09/2021
    First Republic Bank
    Manhattan Beach, CA
  • 09/2021 → 09/2023
    First Republic Securities Company, Llc
    Manhattan Beach, CA
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    Manhattan Beach, CA
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Manhattan Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-13
S63 Uniform Securities Agent State Law Examination 2018-03-02
  • S66 Uniform Combined State Law Examination
    2025-02-13
  • S63 Uniform Securities Agent State Law Examination
    2018-03-02
Other Names
  • Ali Z Alavi
  • Ali Alavi
  • Ali Zainul Abedin Alavi

View on SEC IAPD

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