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Jarrid Ray Rockwood

LPl Enterprise, LLC

Pittsford, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1000 Pittsford Victor Road Suite 2E, Pittsford, NY 14534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Pittsford NY 11/2017 11/2024
Unemployed Oswego NY 10/2017 10/2017
Rapid Response Monitoring Syracuse NY 01/2017 09/2017
United Parcel Service East Syracuse NY 11/2016 12/2016
Unemployed Oswego NY 05/2015 10/2016
Pruco Securities, Llc. Pittsford NY 10/2020 11/2024
Lpl Enterprise, Llc Pittsford NY 11/2024 Present
  • 11/2017 → 11/2024
    Pruco Securities, Llc.
    Pittsford, NY
  • 10/2017 → 10/2017
    Unemployed
    Oswego, NY
  • 01/2017 → 09/2017
    Rapid Response Monitoring
    Syracuse, NY
  • 11/2016 → 12/2016
    United Parcel Service
    East Syracuse, NY
  • 05/2015 → 10/2016
    Unemployed
    Oswego, NY
  • 10/2020 → 11/2024
    Pruco Securities, Llc.
    Pittsford, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Pittsford, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2017-11-27

View on SEC IAPD

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GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

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