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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-08
VA RA APPROVED 2018-01-31
  • TX RA
    APPROVED
    Since 2019-11-08
  • VA RA
    APPROVED
    Since 2018-01-31

Branch Locations

5516 Falmouth St., Richmond, VA 23230 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grant Thornton Llp Alexandria VA 08/2015 05/2017
N/A Richmond VA 05/2017 12/2017
Lpl Financial, Llc Richmond VA 12/2017 Present
Private Advisor Group, Llc Richmond VA 01/2018 Present
  • 08/2015 → 05/2017
    Grant Thornton Llp
    Alexandria, VA
  • 05/2017 → 12/2017
    N/A
    Richmond, VA
  • 12/2017 → Present
    Lpl Financial, Llc
    Richmond, VA
  • 01/2018 → Present
    Richmond, VA
Other Businesses

1. 12/14/2017 - Becker Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 1/3/2018 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/3/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/15/2018 - Private Advisor Group - DBA: (Hybrid) Becker Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/20/2018 - Private Advisor Group - DBA: (Hybrid) Fortunam Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/02/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/20/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/28/2019 - No Business Name - Investment Related - Richmond, VA - Real Estate Rental - Start Date: 06/30/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Own and rent properties. 6. 12/12/2024 - Real Estate Rental - 3 property locations in Richmond, VA - Start Date 06/30/2017 - 10 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-02
  • S66 Uniform Combined State Law Examination
    2018-01-02

View on SEC IAPD

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