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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-08 |
| VA | RA | APPROVED | 2018-01-31 |
Branch Locations
5516 Falmouth St., Richmond, VA 23230 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grant Thornton Llp | Alexandria | VA | 08/2015 | 05/2017 |
| N/A | Richmond | VA | 05/2017 | 12/2017 |
| Lpl Financial, Llc | Richmond | VA | 12/2017 | Present |
| Private Advisor Group, Llc | Richmond | VA | 01/2018 | Present |
1. 12/14/2017 - Becker Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 1/3/2018 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/3/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/15/2018 - Private Advisor Group - DBA: (Hybrid) Becker Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/1/2017 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/20/2018 - Private Advisor Group - DBA: (Hybrid) Fortunam Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/02/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/20/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/28/2019 - No Business Name - Investment Related - Richmond, VA - Real Estate Rental - Start Date: 06/30/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Own and rent properties. 6. 12/12/2024 - Real Estate Rental - 3 property locations in Richmond, VA - Start Date 06/30/2017 - 10 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-02 |
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