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Catherine Choy Deane Gong

Charles Schwab & Co., Inc.

San Francisco, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-14
  • CA RA
    APPROVED
    Since 2021-06-14

Branch Locations

200 California Street Floor 01, San Francisco, CA 94111-4344 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal Poly Athetics San Luis Obispo CA 09/2016 06/2017
Orfalea Family Children Center San Luis Obispo CA 09/2016 06/2017
San Luis Obispo Blues San Luis Obsipo CA 01/2017 03/2017
Guadalupe-Nipomo Dunes Center Nipomo CA 02/2017 06/2017
Td Ameritrade Omaha NE 11/2017 04/2019
Unemployed Omaha NE 07/2017 11/2017
Charles Schwab & Co., Inc. San Francisco CA 04/2019 Present
Charles Schwab Bank, Ssb San Francisco CA 04/2019 Present
Td Ameritrade San Francisco CA 11/2020 06/2024
  • 09/2016 → 06/2017
    Cal Poly Athetics
    San Luis Obispo, CA
  • 09/2016 → 06/2017
    Orfalea Family Children Center
    San Luis Obispo, CA
  • 01/2017 → 03/2017
    San Luis Obispo Blues
    San Luis Obsipo, CA
  • 02/2017 → 06/2017
    Guadalupe-Nipomo Dunes Center
    Nipomo, CA
  • 11/2017 → 04/2019
    Td Ameritrade
    Omaha, NE
  • 07/2017 → 11/2017
    Unemployed
    Omaha, NE
  • 04/2019 → Present
    Charles Schwab & Co., Inc.
    San Francisco, CA
  • 04/2019 → Present
    Charles Schwab Bank, Ssb
    San Francisco, CA
  • 11/2020 → 06/2024
    Td Ameritrade
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-14
S63 Uniform Securities Agent State Law Examination 2018-01-12
  • S66 Uniform Combined State Law Examination
    2021-06-14
  • S63 Uniform Securities Agent State Law Examination
    2018-01-12
Other Names
  • Cathie Deane
  • Catherine Deane
  • Catherine Choy Deane
  • Cathie Gong

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA
YIHENG CAPITAL MANAGEMENT, L.P. · SAN FRANCISCO, CA

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