Best Investors
Account
Sign in
Best Investors
Account
Sign in
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3400 N Central Expy Ste #110, Richardson , TX 75080 • United States
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.C. Penny | Dallas | TX | 08/2016 | 02/2018 |
| Axa Advisors, Llc | New York | NY | 03/2018 | 11/2019 |
| Purshe Kaplan Sterling Inestments, Inc | Albany | NY | 11/2019 | 01/2024 |
| Thrivent Advisor Network, Llc | Dallas | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
1) 49 Wealth Management, LLC; Investment-related: yes; 5001 W Founders Way Suite 100 Rogers AR 72758; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 01/2023; Approximately 90% of their time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 5001 W Founders Way Suite 100 Rogers AR 72758; Fixed Insurance Sales Agent since 11/2019; approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 5001 Founders Dr Suite 100 Rogers AR 72758 US; Registered Representative; Sale of variable products; Management; Start date: 2024-01-11; 10 Hours per month all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-05 |
Reach out to this advisor