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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-06
  • PA RA
    APPROVED
    Since 2020-01-06

Branch Locations

601 Bethlehem Pike, Montgomeryville, PA 18936 • United States

11 E Philadelphia Ave, Boyertown, PA 19512 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial - Bridgit Holly Lansdale PA 12/2017 02/2020
Bob Koch Hoops Lcc Pottstown PA 01/2015 12/2017
Thrivent Investment Management Inc Boyertown PA 08/2018 Present
Thrivent Financial - Bridgit Holly Lansdale PA 02/2020 Present
  • 12/2017 → 02/2020
    Thrivent Financial - Bridgit Holly
    Lansdale, PA
  • 01/2015 → 12/2017
    Bob Koch Hoops Lcc
    Pottstown, PA
  • 08/2018 → Present
    Boyertown, PA
  • 02/2020 → Present
    Thrivent Financial - Bridgit Holly
    Lansdale, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
  • S66 Uniform Combined State Law Examination
    2019-12-30
Other Names
  • Kay Whitney Fleming

View on SEC IAPD

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