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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-02-10 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
4711 Golf Rd. Suite 705, Skokie, IL 60076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Skokie | IL | 11/2018 | Present |
| Symphony Financial | Skokie | IL | 11/2017 | 11/2018 |
| Prospect Equities | Chicago | IL | 09/2017 | 12/2017 |
| Wilbur Wright College | Chicago | IL | 06/2016 | 09/2018 |
| Iht Wealth Management Llc | Skokie | IL | 09/2019 | Present |
1. 9/9/2019 - KMG PRIVATE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/29/2019 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 9/12/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/29/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% time spent - I provide administrative support to IHT Wealth Management, an independent investment advisor firm. I started this business activity in 8/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/29/2020 - KMG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/09/2019 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-07 |
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