Kent Cullinane

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-10-28
NC	RA	APPROVED	2025-10-23
CA	RA	APPROVED	2022-12-19

SC RA
APPROVED

Since 2025-10-28
NC RA
APPROVED

Since 2025-10-23
CA RA
APPROVED

Since 2022-12-19

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tp Icap	Jersey City	NJ	11/2018	06/2019
Barclays	New York	NY	11/2017	11/2018
Abel Noser Solutions	New York	NY	06/2015	11/2017
Dunham & Associates Investment Counsel, Inc.	San Diego	CA	10/2019	02/2020
Unemployed	San Diego	CA	07/2019	09/2019
Dunham & Associates Investment Counsel, Inc.	San Diego	CA	02/2020	11/2022
Lpl Financial Llc	Fort Mill	SC	11/2022	Present

11/2018 → 06/2019

Tp Icap

Jersey City, NJ
11/2017 → 11/2018

Barclays

New York, NY
06/2015 → 11/2017

Abel Noser Solutions

New York, NY
10/2019 → 02/2020

Dunham & Associates Investment Counsel, Inc.

San Diego, CA
07/2019 → 09/2019

Unemployed

San Diego, CA
02/2020 → 11/2022

Dunham & Associates Investment Counsel, Inc.

San Diego, CA
11/2022 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2020-08-25 → 2022-11-18

Dunham

San Diego, CA

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-08-21

S66 Uniform Combined State Law Examination

2020-08-21

View on SEC IAPD

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