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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-05-15 |
Branch Locations
11100 Ne 8Th St. Suite 250, Bellevue, WA 98004-4465 • United States
8862 161St Ave Ne Suite 106, Redmond, WA 98052-7553 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Redmond | WA | 11/2017 | Present |
| Fidelis Partners | Dallas | TX | 06/2015 | 10/2017 |
| Charles Schwab Bank, Ssb | Redmond | WA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-23 |
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