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David Godinez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Longmont, CO

Lafayette, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
CO RA APPROVED 2020-05-18
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • CO RA
    APPROVED
    Since 2020-05-18

Branch Locations

1246 S Hover St, Longmont, CO 80501 • United States

861 N Highway 287, Lafayette, CO 80026 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2017 05/2020
Bank Of America Tulsa OK 01/2011 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boulder CO 05/2020 Present
Bank Of America N.A. Boulder CO 06/2020 Present
Previous Registrations
  • 2018-02-13 → 2020-05-20
    Edward Jones
    Tulsa, OK
    St Louis, MO
    Erie, CO
    Louisville, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09

View on SEC IAPD

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