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Arshia Zarei

J.P. Morgan Securities LLC

Pittsford, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-27
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-08-05
  • TX RA
    APPROVED
    Since 2021-07-27
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-08-05

Branch Locations

31 State Street, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 11/2017 10/2019
Key Bank Irondequoit NY 06/2016 10/2017
Td Ameritrade, Llc Rochester NY 11/2019 07/2020
Td Ameritrade Investment Management, Llc Rochester NY 02/2020 07/2020
Jpmorgan Chase Bank, N.A. Pittsford NY 07/2020 Present
J.P. Morgan Securities Llc Pittsford NY 07/2020 Present
  • 11/2017 → 10/2019
    Axa Advisors Llc
    New York, NY
  • 06/2016 → 10/2017
    Key Bank
    Irondequoit, NY
  • 11/2019 → 07/2020
    Td Ameritrade, Llc
    Rochester, NY
  • 02/2020 → 07/2020
    Td Ameritrade Investment Management, Llc
    Rochester, NY
  • 07/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Pittsford, NY
  • 07/2020 → Present
    J.P. Morgan Securities Llc
    Pittsford, NY
Previous Registrations
  • 2020-02-27 → 2020-07-29
    Td Ameritrade, Inc.
    Pittsford, NY
  • 2020-03-02 → 2020-07-29
    Td Ameritrade Investment Management, Llc
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-25
S63 Uniform Securities Agent State Law Examination 2018-04-16
  • S66 Uniform Combined State Law Examination
    2020-02-25
  • S63 Uniform Securities Agent State Law Examination
    2018-04-16

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.

Other Investors

Christopher M Leone
Matthew A Kilmer
Matthew M Matteson
Jason R Alexander
Angelo J Ponticello
GARY M FITCH
Jessica Royston
JACQUELINE M SINCLAIR-PARKER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PITTSFORD, NY
ARMBRUSTER CAPITAL MANAGEMENT, INC. · PITTSFORD, NY
KICKSTAND WEALTH ADVISORS · PITTSFORD, NY
MARK ANDREW PAGANELLI · PITTSFORD, NY
MORGAN STANLEY · Pittsford, NY
CHARLES SCHWAB & CO., INC. · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · Pittsford, NY
COMMONWEALTH FINANCIAL NETWORK · PITTSFORD, NY

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